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Income". Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Form 20-F (Report). U.S. Securities and Exchange CommissionMagna Corporation (168 words) [view diff] exact match in snippet view article find links to article
received benefits from the company "without review and approval" and violated the Securities Exchange Act of 1934. SEC News Digest, 07-31-1985 v t eInNexus Biotechnology (227 words) [view diff] exact match in snippet view article find links to article
(SEC) to voluntarily deregister its common stock under the Securities Exchange Act of 1934 and continue its primary listing on the TSX Venture ExchangeSEC filing (403 words) [view diff] exact match in snippet view article find links to article
Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended FilingCentral Bank of Denver, N.A. v. First Interstate Bank of Denver, N.A. (509 words) [view diff] exact match in snippet view article find links to article
more literal reading than hitherto of Section 10(b) of the Securities Exchange Act of 1934 and the Securities and Exchange Commission's Rule 10b-5, whichSTOCK Act (3,411 words) [view diff] exact match in snippet view article find links to article
securities laws, including the Securities Exchange Act of 1934 and Rule 10b-5. Amends the Securities Exchange Act of 1934 to declare that such Members andVirco (2,616 words) [view diff] exact match in snippet view article find links to article
"Schedule 14A: Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934, 5-17-2019". United States Securities and Exchange CommissionReed's (1,058 words) [view diff] case mismatch in snippet view article find links to article
10-K -- ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 -- For the fiscal year ended December 31, 2017". U.S. SecuritiesList of major SEC enforcement actions (2009–2012) (10,200 words) [view diff] exact match in snippet view article
Instituting Administrative and Cease-and-Desist Proceedings" Securities Exchange Act of 1934 Release No. 65750 (November 15, 2011) "SEC v. Wachovia BankNetApp (5,440 words) [view diff] exact match in snippet view article find links to article
2024. "Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934". NetApp.com. April 26, 2019. Retrieved August 18, 2024. "AnnualBlue Diamond Vodka (168 words) [view diff] case mismatch in snippet view article find links to article
10-Q: QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934". sec.gov. UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWilliam M. Brown (businessman) (592 words) [view diff] case mismatch in snippet view article
8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934". U.S. Securities and Exchange Commission. March 12, 2024.Albert Theodore Powers (792 words) [view diff] exact match in snippet view article find links to article
Proper Tax Elections by New Corporations; Section 16(b) of the Securities Exchange Act of 1934 and Insider Trading Involving Issuer-Granted Employee StockMacheezmo Mouse (824 words) [view diff] case mismatch in snippet view article find links to article
Profit Forecasts". The Seattle Times. Retrieved 2022-11-09. Securities Exchange Act OF 1934, Release No. 61538 (PDF) (Report). Securities and ExchangeShort swing (331 words) [view diff] exact match in snippet view article find links to article
statutory text of the rule can be found at section 16(b) of the Securities Exchange Act of 1934, codified at 15 U.S.C. section 78p(b). "Short-Swing ProfitAllpoint (514 words) [view diff] case mismatch in snippet view article find links to article
world. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934". Archives. Securities and Exchange Commission. 2018-02-28Cardtronics (233 words) [view diff] case mismatch in snippet view article find links to article
2020. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934". Archives. Securities and Exchange Commission. 2018-02-28Fission Uranium Corp. (826 words) [view diff] case mismatch in snippet view article find links to article
THE SECURITIES EXCHANGE ACT OF 1934". www.sec.gov/. "REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934"John H. Biggs (405 words) [view diff] exact match in snippet view article find links to article
14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". UNITED STATES SECURITIES AND EXCHANGE COMMISSION WashingtonDover Corporation (3,967 words) [view diff] case mismatch in snippet view article find links to article
States "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For fiscal year ended December 31, 2023 Dover Corporation"Pier 1 Imports (1,528 words) [view diff] case mismatch in snippet view article find links to article
OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934". Archived from the original on January 7, 2020. RetrievedProxy fight (621 words) [view diff] exact match in snippet view article find links to article
proxy firms end up determining the result of the contest. The Securities Exchange Act of 1934 also gave the Securities and Exchange Commission (SEC) theKern River Pipeline (232 words) [view diff] exact match in snippet view article find links to article
10-K, Annual Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2012 Pipeline ElectronicEnthusiast Gaming (845 words) [view diff] case mismatch in snippet view article find links to article
FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934". U.S. Securities and Exchange Commission. 2023-10-30. RetrievedRegulation S-K (5,685 words) [view diff] exact match in snippet view article find links to article
that Act; registration statements under section 12 of the Securities Exchange Act of 1934, also known as subpart C of part 249 of this chapter (17 CFRGil Amelio (1,456 words) [view diff] case mismatch in snippet view article find links to article
INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934". 1997. Amelio, Gil; Simon, William L. (1998). On the FiringMoneyPass (861 words) [view diff] case mismatch in snippet view article find links to article
Card "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934" (PDF). Archives. Securities and Exchange Commission. FebruaryChris Kubasik (453 words) [view diff] case mismatch in snippet view article find links to article
8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Report). U.S. Securities and Exchange Commission. June 30Amalgamated Bank (2,081 words) [view diff] no match in snippet view article find links to article
SCHEDULE 14A - Proxy Statement Pursuant to Section 14(a) of the Securities - Exchange Act of 1934 - (Amendment No. )". www.sec.gov. "UNITED STATES SECURITIESPatrick R. Donahoe (700 words) [view diff] exact match in snippet view article find links to article
Service. "CURRENT REPORT Pursuant To Section 13 or IS(d) of The Securities Exchange Act of 1934 and Section 3654 of The Postal Accountability and EnhancementKoh Boon Hwee (218 words) [view diff] exact match in snippet view article find links to article
Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 – Pacific Internet Limited". Commission File Number 000-29938Prien Lake Mall (475 words) [view diff] exact match in snippet view article find links to article
2019. "Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934: Simon Property Group Inc". getfilings.com. 2001. p. 19. RetrievedSynchrony Financial (1,179 words) [view diff] exact match in snippet view article find links to article
"SCHEDULE 14A - Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934" (PDF). investors.synchrony.com. "Synchrony Financial SEC Registration"JuniorNet (881 words) [view diff] exact match in snippet view article find links to article
10-Q Quarterly Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934". EDGAR. SEC. Retrieved 2019-10-07. Due to the fact that JuniorNetBoston Options Exchange (379 words) [view diff] exact match in snippet view article find links to article
securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934. BOX Options is an equity options market that is jointly ownedPlanar Systems (1,179 words) [view diff] exact match in snippet view article find links to article
10-K: Annual Report pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 (2010)" (PDF). www.sec.gov. United States Securities and ExchangeChartwell Technology (512 words) [view diff] exact match in snippet view article find links to article
October 14, 2010. "Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934". www.sec.gov. "Amaya Gaming snags Chartwell Technology". CantechW. Craig Jelinek (637 words) [view diff] exact match in snippet view article find links to article
18, 2020. "Proxy Statement pursuant to section 14(a) of the Securities Exchange Act of 1934". Retrieved December 24, 2021. Anderson, Sarah (August 29,Susan E. Engel (397 words) [view diff] exact match in snippet view article find links to article
8-K, Current Report, Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934". www.sec.gov. US Securities and Exchange Commission. RetrievedHiromichi Mizuno (764 words) [view diff] exact match in snippet view article find links to article
Zachary J. Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (Report). Form 8-K. Tesla, Inc. On and effective as of AprilBeneficial ownership (2,766 words) [view diff] exact match in snippet view article find links to article
Exchange Commission Part 240. General rules and regulations, Securities Exchange Act of 1934, Section 240.13d-3. Determination of beneficial owner. "RuleFirst Command Financial Services (2,511 words) [view diff] exact match in snippet view article find links to article
SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934". No. Securities Act of 1933 Release No. 8513, Securities Exchange Act of 1934 Release No. 50859. SecuritiesMailchimp (1,462 words) [view diff] exact match in snippet view article find links to article
com. "CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934" (PDF). U.S. Securities and Exchange Commission. 1 NovemberAngela Ahrendts (1,460 words) [view diff] exact match in snippet view article find links to article
Inc., 2015 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". Retrieved 22 January 2015. "ANGELA J AHRENDTS Insider TradingVitacost (757 words) [view diff] exact match in snippet view article find links to article
Securities Act of 1933 ("Securities Act"), Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Exchange Act Rule 10b-5. Judge Scott alsoBaan Corporation (989 words) [view diff] case mismatch in snippet view article find links to article
class action lawsuit filed against them for violation of the securities exchange act of 1934 held in the United States District Court of Columbia. BaanGupta Technologies (513 words) [view diff] case mismatch in snippet view article find links to article
REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934 Admin. Proc. File No. 3-11753 "In re Centura Software CorpHillman Solutions (1,249 words) [view diff] exact match in snippet view article find links to article
applications. Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 1995 (Report). 1995-12-31Sierrita mine (269 words) [view diff] exact match in snippet view article find links to article
molybdenum. "Annual Report pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 for the Fiscal Year ended December 31, 2018" (PDF). Freeport-McMoRanBrainsway (838 words) [view diff] case mismatch in snippet view article find links to article
PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934" (PDF). mayafiles.tase.co.il. December 2023. Retrieved 2024-04-25Bankrate (1,106 words) [view diff] case mismatch in snippet view article find links to article
2020-03-31. "PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934". April 30, 2014. Archived from the original on 2015-03-27First Internet Bank (220 words) [view diff] case mismatch in snippet view article find links to article
2024. ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 First Internet Bank 2020 Annual Report. U.S. Securities andPattern Energy (552 words) [view diff] exact match in snippet view article find links to article
"Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". www.sec.gov. Retrieved 2020-08-05. Unruh-Enos, Tierna (2022-07-19)Astronics (805 words) [view diff] exact match in snippet view article find links to article
10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934". sec.gov. 7 May 2020. Retrieved 7 July 2020. "Astronics CorporationRevenue bond (1,108 words) [view diff] exact match in snippet view article find links to article
securities they are subject to the anti-fraud provisions of the Securities Exchange Act of 1934, and once again the newly formed FINRA. Some examples of RevenueEric Ries (1,091 words) [view diff] exact match in snippet view article find links to article
Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934" (PDF). sec.gov. November 30, 2018. Retrieved 2019-02-08. SomervilleJon Taffer (1,323 words) [view diff] exact match in snippet view article find links to article
"Information Statement Pursuant to Section 14F-1/A of the Securities Exchange Act of 1934". Washington, D.C.: Securities and Exchange Commission. DecemberJumpstart Our Business Startups Act (4,330 words) [view diff] exact match in snippet view article find links to article
1" (PDF). Retrieved March 19, 2012. "Section 12(g) of the Securities Exchange Act of 1934" (PDF). "SEC Rule 12g-1, 17 CFR 240.12g-1". Archived from theBakkt (720 words) [view diff] case mismatch in snippet view article find links to article
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934". U.S. Securities and Exchange Commission. April 19, 2024.Chris Cleverly (1,963 words) [view diff] case mismatch in snippet view article find links to article
Report". Yahoo Finance. 8 June 2023. Retrieved 24 July 2023. "SECURITIES EXCHANGE ACT OF 1934 Release No. 34-98920 / November 13, 2023" (PDF). SecuritiesPuritan Bennett (1,057 words) [view diff] case mismatch in snippet view article find links to article
2020-04-01. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 24, 2001. BE AEROSPACE,Terren Peizer (3,277 words) [view diff] exact match in snippet view article find links to article
Reported to the Securities and Exchange Commission Under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935, VolumeGreat Plains Energy (318 words) [view diff] case mismatch in snippet view article find links to article
serve. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014". Securities andNetcom (United States) (953 words) [view diff] exact match in snippet view article
20-F (Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934)". United States Securities and Exchange Commission ArchivesKnight Capital Group (1,136 words) [view diff] case mismatch in snippet view article find links to article
CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESISTSecondary Mortgage Market Enhancement Act (208 words) [view diff] exact match in snippet view article find links to article
Market Enhancement Act of 1984 Long title An Act To amend the Securities Exchange Act of 1934 with respect to the treatment of mortgage backed securitiesDavid Rees (organic chemist) (517 words) [view diff] exact match in snippet view article
Inc. Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2018" (PDF). ArchivedOppenheimer Holdings (1,551 words) [view diff] exact match in snippet view article find links to article
2019. "Annual Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934". U.S. Securities and Exchange Commission. Archived from theNetBank (1,233 words) [view diff] exact match in snippet view article find links to article
"NETBANK, INC. Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". U.S. Securities and Exchange Commission. March 28, 2003.Proxy statement (1,255 words) [view diff] exact match in snippet view article find links to article
to help them vote their shares in a responsible way. The Securities Exchange Act of 1934 also gave the SEC the power to regulate the solicitation ofTowle Silversmiths (477 words) [view diff] exact match in snippet view article find links to article
required) "Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934". U.S. Securities and Exchange Commission. December 31, 2008Trireme Partners (471 words) [view diff] exact match in snippet view article find links to article
2018-07-18. "Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For Fiscal Year Ended December 31, 2005". U.S. Securities andMarshall Coleman (1,175 words) [view diff] exact match in snippet view article find links to article
York Times. "Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". Securities and Exchange Commission. April 29, 1999. MediaMarshall Coleman (1,175 words) [view diff] exact match in snippet view article find links to article
York Times. "Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". Securities and Exchange Commission. April 29, 1999. MediaZodiac Watches (964 words) [view diff] exact match in snippet view article find links to article
"Quarterly Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 for the Quarterly Period Ended: October 6, 2001" (PDF). FossilFossil Group (1,492 words) [view diff] case mismatch in snippet view article find links to article
"QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934: For the quarterly period ended: October 6, 2001" "Docket:Form 10-K405 (283 words) [view diff] case mismatch in snippet view article find links to article
EDGAR system. "FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 GENERAL INSTRUCTIONS" (PDF). SEC HomepageGoldsworthy, Western Australia (1,147 words) [view diff] exact match in snippet view article find links to article
20-F – Annual Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the fiscal year ended 30 June 2005". New York Stock ExchangeAvaya (1,501 words) [view diff] case mismatch in snippet view article find links to article
Registration of Securities Pursuant To Section 12(b) Or 12(g) Of The Securities Exchange Act Of 1934 Avaya Holdings Corp. As filed with the Securities and ExchangeSilver Screen Partners (920 words) [view diff] exact match in snippet view article find links to article
Partners IV "Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934". SEC.gov. U.S. Securities and Exchange Commission. March 29BearingPoint (1,556 words) [view diff] case mismatch in snippet view article find links to article
link] "Quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934" (PDF). U.S. Securities and Exchange Commission. 30 June 2007LaGrange, Georgia (2,098 words) [view diff] case mismatch in snippet view article find links to article
2015. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934: For the Fiscal Year Ended December 30, 2018". Interface GlobalLocate (finance) (409 words) [view diff] case mismatch in snippet view article
securities had to be backed up by a guaranteed pre-borrow "SECURITIES EXCHANGE ACT OF 1934 RELEASE NO. 58166" (PDF). United States Securities and ExchangeRonald V. Schmidt (417 words) [view diff] exact match in snippet view article find links to article
April 2004). "Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". Retrieved 11 June 2011. "Flintridge & Portola Valley Railroad"Duke Buchan (1,652 words) [view diff] exact match in snippet view article find links to article
30, 2017. "Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". Scottish Annuity & Life Holdings. June 21, 1999. RetrievedBio-Rad Laboratories (1,280 words) [view diff] exact match in snippet view article find links to article
and desist proceedings against Bio-Rad Laboratories, Inc. (Securities Exchange Act of 1934 Release No. 73496)" (PDF). 3 November 2014. "SEC.gov | SECPayment for order flow (1,752 words) [view diff] exact match in snippet view article find links to article
SEC introduced Rule 606 (formerly Rule 11Ac1-6) under the Securities Exchange Act of 1934, aiming to address these concerns. The rule has undergone severalAxos Financial (1,025 words) [view diff] exact match in snippet view article find links to article
29, 2023. "Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". U.S. Securities and Exchange Commission. September 25, 2023Enrique R. Arzac (748 words) [view diff] exact match in snippet view article find links to article
hawaii.edu. "Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". www.sec.gov. "ABERDEEN CHILE FUND, INC". www.sec.gov. "DEFConstellation 3D (1,587 words) [view diff] exact match in snippet view article find links to article
1999 the company started reporting in accordance with the Securities Exchange Act of 1934 In parallel to the dot-com bubble near the end of 1999, theBlythe Masters (2,065 words) [view diff] case mismatch in snippet view article find links to article
PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934". SECURITIES AND EXCHANGE COMMISSION. Retrieved 24 FebruaryConstellation Energy (2,219 words) [view diff] case mismatch in snippet view article find links to article
2024. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 : For the Fiscal Year Ended December 31, 2016". Sec.gov. RetrievedThe New York Times Company (3,058 words) [view diff] exact match in snippet view article find links to article
2016. "Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, for The New York Times Company (Form 10-K)". Securities andGardiner L. Tucker (795 words) [view diff] exact match in snippet view article find links to article
1973. Retrieved July 30, 2021. "Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". SEC. 1994. Retrieved July 30, 2021.Natural Gas Pipeline Company of America (1,163 words) [view diff] exact match in snippet view article find links to article
(PDF). Annual Report Pursuant to Section 12 or 15(d) of the Securities Exchange Act of 1934. Form 10-K (Report). U.S. Securities and Exchange CommissionPPG Industries (2,753 words) [view diff] exact match in snippet view article find links to article
2024. "Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 p. 21" (PDF). PPGOCZ (1,919 words) [view diff] exact match in snippet view article find links to article
2013. "Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934". Form 8-K. US Securities and Exchange Commission. May 28,Tingo Group (2,107 words) [view diff] case mismatch in snippet view article find links to article
and Board Appointments". Best Stocks. Retrieved 2023-09-18. "SECURITIES EXCHANGE ACT OF 1934 Release No. 34-98920 / November 13, 2023" (PDF). SecuritiesEastern Electricity (2,274 words) [view diff] case mismatch in snippet view article find links to article
Forbes. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934". United States Securities and Exchange Commission. 21 MarchGenaro García Luna (1,553 words) [view diff] exact match in snippet view article find links to article
"SecureAlert, Inc.: Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934" (PDF). Archived from the original (PDF) on 2015-05-08. RetrievedL3Harris (2,392 words) [view diff] case mismatch in snippet view article find links to article
8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Report). U.S. Securities and Exchange Commission. June 30Funko (3,045 words) [view diff] case mismatch in snippet view article find links to article
Youtooz "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934". Securities and Exchange Commission. Retrieved January 22Marianne C. Brown (773 words) [view diff] case mismatch in snippet view article find links to article
10-K, ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2013 (Report). WayneThe DAO (2,514 words) [view diff] exact match in snippet view article find links to article
"Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO" (PDF). Securities and Exchange Commission. July 25Anthony Zinni (4,068 words) [view diff] exact match in snippet view article find links to article
Section 15(b) of the Securities Exchange Act of 1934". No. Securities Act of 1933 Release No. 8513, Securities Exchange Act of 1934 Release No. 50859. SecuritiesRay Noorda (1,631 words) [view diff] exact match in snippet view article find links to article
Reported to the Securities and Exchange Commission Under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935". U.S. SecuritiesNextel (1,996 words) [view diff] exact match in snippet view article find links to article
10-K Annual Report Pursuant to Section 13 or 15(d) or the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2004 Commission fileRay Noorda (1,631 words) [view diff] exact match in snippet view article find links to article
Reported to the Securities and Exchange Commission Under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935". U.S. SecuritiesNoxal oil field (471 words) [view diff] case mismatch in snippet view article find links to article
private issuer pursuant to rule 13a-16 OR 15d-16 under the securities exchange act of 1934". Sec.gov. April 2006. Retrieved 21 May 2021. Mexico portalAndrew Corporation (3,056 words) [view diff] case mismatch in snippet view article find links to article
ProQuest 1824019450. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT of 1934". www.sec.gov. Retrieved 2023-07-24. "Andrew Catalog 26" (PDF)Mueller Water Products (917 words) [view diff] exact match in snippet view article find links to article
2016-09-30. "Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Fiscal Year Ended September 30, 2014". Mueller WaterSoftRAM (1,277 words) [view diff] exact match in snippet view article find links to article
2016. "1996 Proxy statement pursuant to section 14(A) of the Securities Exchange Act of 1934 for Syncronys Softcorp". U.S. Securities and Exchange CommissionEquitrans Midstream (946 words) [view diff] exact match in snippet view article find links to article
2019". Annual Report Pursuant to Section 12 or 15(d) of the Securities Exchange Act of 1934. Form 10-K (Report). U.S. Securities and Exchange CommissionMerck & Co. (9,725 words) [view diff] case mismatch in snippet view article find links to article
OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 8) IDENIX PHARMACEUTICALS, INC. IMPERIAL BLUEHCI Equity Partners (1,500 words) [view diff] exact match in snippet view article find links to article
Silvester's intentional violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and the negligent violations byChegg (3,191 words) [view diff] case mismatch in snippet view article find links to article
2017-09-26. "CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934". Security and Exchange Commission. Retrieved 29 SeptemberFinancial adviser (3,370 words) [view diff] exact match in snippet view article find links to article
Interest, establishing a new standard of conduct under the Securities Exchange Act of 1934 (“Exchange Act”) for broker-dealers, with compliance due toCripple Creek & Victor Gold Mine (1,367 words) [view diff] exact match in snippet view article find links to article
2018. "Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2019" (PDF). GreenwoodNorwegian Cruise Line Holdings (1,519 words) [view diff] exact match in snippet view article find links to article
2019. Annual Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 for the Fiscal Year Ended December 31, 2011 (PDF) (Report)Puerto Rico Health Reform (1,061 words) [view diff] exact match in snippet view article find links to article
December 31, 2005, pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, accessed on November 4, 2006. Commonwealth of Puerto RicoLincoln Tech (1,380 words) [view diff] exact match in snippet view article find links to article
related to its business and operations in violation of the Securities Exchange Act of 1934. The case was dismissed by the United States District CourtDozy Mmobuosi (2,171 words) [view diff] case mismatch in snippet view article find links to article
and Board Appointments". Best Stocks. Retrieved 2023-09-18. "SECURITIES EXCHANGE ACT OF 1934 Release No. 34-98920 / November 13, 2023" (PDF). SecuritiesEnergy Future Holdings (1,983 words) [view diff] case mismatch in snippet view article find links to article
CORP. "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934". United States Securities and Exchange Commission. 21 MarchUniversity Bank (617 words) [view diff] exact match in snippet view article find links to article
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Reported to the Securities and Exchange Commission Under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935. U.S. SecuritiesScholastic Corporation (2,501 words) [view diff] case mismatch in snippet view article find links to article
10-K Annual Report pursuant to section 13 or 15(d) of the Securities exchange Act of 1934, For the fiscal year ended May 31, 2002, Commission File NoProxy voting (7,631 words) [view diff] exact match in snippet view article find links to article
: 10–11 The Securities Exchange Act of 1934 transferred this responsibility from the FTC to the SEC. The Securities Exchange Act of 1934 also gave theDonlin Gold mine (1,611 words) [view diff] exact match in snippet view article find links to article
2015). "Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended November 30, 2014" (PDF). VancouverCelgene (2,807 words) [view diff] exact match in snippet view article find links to article
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10-K : Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for BRIDGEPOINT EDUCATION, INC" (PDF). Retrieved 2024-07-12Steven Hyman (1,755 words) [view diff] exact match in snippet view article find links to article
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )". Voyager Therapeutics, Inc. 2020. RetrievedGreat Recession in the United States (7,656 words) [view diff] exact match in snippet view article find links to article
(1938), which tightly regulated the financial markets. The Securities Exchange Act of 1934 regulated the trading of the secondary securities market andPolestar (2,584 words) [view diff] exact match in snippet view article find links to article
Private Issuer Pursuant to Rule 13a-16 Or 15d-16 Under the Securities Exchange Act of 1934 for the Month of July, 2022 - Commission File Number: 001-41431CNH Industrial (2,858 words) [view diff] case mismatch in snippet view article find links to article
(help) "ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934". CNH Industrial Annual Report p.31. "Report 20F". 2012. RetrievedAlphabet Inc. (4,514 words) [view diff] case mismatch in snippet view article find links to article
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Healthcare Annual Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934" (PDF). HCA Healthcare. 20 February 2020. Retrieved 23 JuneJames Dickey (Texas politician) (1,640 words) [view diff] exact match in snippet view article
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including Robertson and company directors with violations of the Securities Exchange Act of 1934. The action was ultimately resolved under the terms of an agreementOpera (web browser) (5,484 words) [view diff] case mismatch in snippet view article
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Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 ("Exchange Act"), and Rules 10b-5, 12b-20, 13a-1 and 13a-13Marriott International (5,441 words) [view diff] case mismatch in snippet view article find links to article
10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023: MARRIOTT INTERNATIONALH. H. Gregg (2,207 words) [view diff] case mismatch in snippet view article find links to article
FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934". EDGAR Online. Retrieved 24 November 2017. "Hi-def highlightsApplied Magnetics Corporation (824 words) [view diff] exact match in snippet view article find links to article
"Form 10-KSB, Annual Report Under Section 13 or 15(D) of the Securities Exchange Act of 1934, Commission File No. 1-6635, Innovative Micro Technology, Inc"Dividend (5,255 words) [view diff] exact match in snippet view article find links to article
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Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, making findings, and imposing a cease-and-desist order" (PDF)Gold mining in Colorado (3,205 words) [view diff] exact match in snippet view article find links to article
2018. "Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2019" (PDF). GreenwoodRichard Barker (businessman) (1,026 words) [view diff] case mismatch in snippet view article
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"Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 Commission FileSAP (5,529 words) [view diff] case mismatch in snippet view article find links to article
justice.gov. 10 January 2024. Retrieved 12 January 2024. "SECURITIES EXCHANGE ACT OF 1934 - Release No. 99308" (PDF). Jika, Thanduxolo. "Joburg official'sHormel Foods (4,605 words) [view diff] exact match in snippet view article find links to article
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from Listing and/or Registration under Section 12(b) of the Securities Exchange Act of 1934 (Bodisen Biotech, Inc.). U.S. Securities and Exchange CommissionVelodyne Lidar (2,844 words) [view diff] exact match in snippet view article find links to article
Velodyne Lidar, Inc. (February 12, 2021). "Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) – Velodyne Lidar, Inc". Retrieved April 14Coretta Scott King (15,507 words) [view diff] exact match in snippet view article find links to article
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directors' alleged violations of Sections 14(a) and 20(a) of the Securities Exchange Act of 1934 in connection with the proposed merger of the Company withSony Interactive Entertainment (8,393 words) [view diff] case mismatch in snippet view article find links to article
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8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934. Archived from the original on June 3, 2019. Retrieved JuneMueller Co. (2,114 words) [view diff] exact match in snippet view article find links to article
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10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2011 Commission fileNew York Law School (7,758 words) [view diff] exact match in snippet view article find links to article
system, that resulted in the Securities Act of 1933 and the Securities Exchange Act of 1934. One of the first members of the Securities Exchange CommissionList of assets owned by the Walt Disney Company (6,324 words) [view diff] exact match in snippet view article find links to article
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20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934",Vale S.E., 2019-12-31 retrieved 2021-01-21. Canadian & AmericanSATEC (2,628 words) [view diff] exact match in snippet view article find links to article
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10-KSB – Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 1997". Take-Two InteractiveFayetteville, Arkansas (10,084 words) [view diff] exact match in snippet view article find links to article
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2015), Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 (PDF), BridgepointAMD (15,910 words) [view diff] case mismatch in snippet view article find links to article
December 30, 1994. Justia.com. Retrieved October 25, 2014. SECURITIES EXCHANGE ACT OF 1934: RELEASE No. 37730. Securities and Exchange Commission. SecWWE (22,704 words) [view diff] exact match in snippet view article find links to article
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on 31 December 2005, pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, accessed on 4 November 2006. Giovannetti, Jorge L. "PopularJohn Kerry (18,332 words) [view diff] exact match in snippet view article find links to article
for other purposes. Signed by President. A bill to amend the Securities Exchange Act of 1934 to prohibit certain transactions with respect to managed accountsGoldman Sachs (19,700 words) [view diff] exact match in snippet view article find links to article
"SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934". U.S. Securities and Exchange Commission. March 17, 2023.Monsanto (15,054 words) [view diff] case mismatch in snippet view article find links to article
OF THE SECURITIES ACT OF 1933, SECTIONS 4C AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, AND RULE 102(e) OF THE COMMISSION'S RULES OF PRACTICE, MAKINGConflict minerals law (7,311 words) [view diff] exact match in snippet view article find links to article
finds conflict-minerals rule violates free speech". Reuters. Securities Exchange Act of 1934; In the Matter of Exchange Act Rule 13p–1 and Form SD; OrderWalmart (29,700 words) [view diff] exact match in snippet view article find links to article
10-K: Annual report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934" (PDF). Walmart. 2016. Archived (PDF) from the original onVauxhall Motors (12,301 words) [view diff] exact match in snippet view article find links to article
10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Fiscal Year Ended December 31, 2012 Commission FileSaleen (3,514 words) [view diff] case mismatch in snippet view article find links to article
REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT OF 1934 AS TO SALEEN AUTOMOTIVE, INC" (PDF). Securities and ExchangeHistory of WWE (18,790 words) [view diff] exact match in snippet view article find links to article
From Listing and/or Registration Under Section 12(B) of the Securities Exchange Act of 1934". U.S. Securities and Exchange Commission. September 12, 2023ExxonMobil climate change denial (9,042 words) [view diff] case mismatch in snippet view article find links to article
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(2002-09-17), Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934; For the quarterly period ended July 31, 2002; Or TransitionEconomic policy of the Barack Obama administration (20,136 words) [view diff] exact match in snippet view article find links to article
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2008. ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007 (Report). SecuritiesPebble Mine (10,825 words) [view diff] exact match in snippet view article find links to article
Bristol Bay. Retrieved March 30, 2020. "Schedule 13G Under the Securities Exchange Act of 1934". Washington, D.C.: U.S. Securities and Exchange CommissionCanada–Democratic Republic of the Congo relations (16,377 words) [view diff] exact match in snippet view article find links to article
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(1973). Legislative History of the Securities Act of 1933 and Securities Exchange Act of 1934. South Hackensack, N.J.: Law Librarians' Society of WashingtonEnova Systems (2,838 words) [view diff] exact match in snippet view article find links to article
proceedings and notice of hearing pursuant to Section 12(j) of the Securities Exchange Act of 1934, Administrative Proceeding File No. 3-21036" (PDF). SecuritiesCole Bartiromo (4,758 words) [view diff] exact match in snippet view article find links to article
Section 17(a) of the Securities Act, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5. A partial final settlement was ordered byList of bills in the 117th United States Congress (320 words) [view diff] exact match in snippet view article find links to article
April 19, 2021 Insider Trading Prohibition Act To amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communicationsDismissed as improvidently granted (2,287 words) [view diff] exact match in snippet view article find links to article
with five other courts of appeals, that Section 14(e) of the Securities Exchange Act of 1934 supports an inferred private right of action based on a negligentList of executive actions by George W. Bush (23,688 words) [view diff] exact match in snippet view article find links to article
of Public International Organizations for Purposes of the Securities Exchange Act of 1934 and the Foreign Corrupt Practices Act of 1977". Federal RegisterNet capital rule (22,536 words) [view diff] exact match in snippet view article find links to article
buy and sell securities for the account of customers. The Securities Exchange Act of 1934 had given the SEC authority to regulate the financial conditionList of acts of the 114th United States Congress (757 words) [view diff] exact match in snippet view article find links to article
2016 SEC Small Business Advocate Act of 2016 To amend the Securities Exchange Act of 1934 to establish an Office of the Advocate for Small Business CapitalList of professional wrestling promoters in the United States (2,476 words) [view diff] case mismatch in snippet view article find links to article
Number 0-27133". Annual Report Under Section 13 Or 15(D) Of The Securities Exchange Act Of 1934. SEC.gov. Retrieved June 21, 2012. Jordan, Ronald (February