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searching for Net capital rule 3 found (14 total)

Direct market access (995 words) [view diff] exact match in snippet view article find links to article

sponsored access arrangement with a broker. This owes to changes to the net capital rule, Rule 15c3-1, that the US Securities and Exchange Commission adopted

Wedbush Securities (835 words) [view diff] case mismatch in snippet view article find links to article

Fines Wedbush Securities Inc. $1.5 Million for Customer Protection, Net Capital Rule Violations and Related Failures | FINRA.org". www.finra.org. 2018-02-05

Government policies and the subprime mortgage crisis (19,381 words) [view diff] no match in snippet view article find links to article

Government policies and the subprime mortgage crisis covers the United States government policies and its impact on the subprime mortgage crisis of 2007–2009