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searching for Securities Act of 1933 94 found (313 total)

alternate case: securities Act of 1933

Form S-1 (370 words) [view diff] exact match in snippet view article find links to article

Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information

Turbolinux (2,657 words) [view diff] exact match in snippet view article find links to article

the Securities Act of 1933". 2000-10-30. "Form S-1 Turbolinux Inc S-1 - General form for registration of securities under the Securities Act of 1933". 2000-10-30

Covered security (502 words) [view diff] exact match in snippet view article find links to article

Markets Improvement Act of 1996, as codified in Section 18 of the Securities Act of 1933, a "covered security" enjoys certain preemption rights as described

Morris S. Tremaine (526 words) [view diff] exact match in snippet view article find links to article

from the original on October 24, 2012. Retrieved 2008-08-10. The Securities Act of 1933, in TIME magazine on May 21, 1934 EARLY FORD COUNTY, by Ida Ellen

LogMeIn Hamachi (705 words) [view diff] case mismatch in snippet view article find links to article

2019-01-16. "What's new in Hamachi" "REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LOGMEIN, INC". www.sec.gov. January 11, 2008. Retrieved 2023-04-09

Enzymotec (453 words) [view diff] exact match in snippet view article find links to article

delisted from the NASDAQ. "Form F-1 Registration Statement Under The Securities Act of 1933". Enzymotec via SEC Edgar. July 10, 2013. Index to whole prospectus

Scott Paper Company (752 words) [view diff] exact match in snippet view article find links to article

Company Filings (1995-11-08). "Registration Statement under the Securities Act of 1933". Business of Scott. U.S. Securities and Exchange Commission. Retrieved

Harry M. Rubin (470 words) [view diff] exact match in snippet view article find links to article

Form S-1 General form for registration of securities under the Securities Act of 1933 SEC Info - Atari Inc - 10-K - For 3/31/99, On 6/29/99 - Table in

Intrepid Aviation (company) (536 words) [view diff] case mismatch in snippet view article

Retrieved 2024-05-10. "FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". UNITED STATES SECURITIES AND EXCHANGE COMMISSION. UNITED STATES

Prochymal (365 words) [view diff] exact match in snippet view article find links to article

Osiris Therapeutics, Inc. Form S-1 Registration Statement under the Securities Act of 1933. May 12, 2020. Sheikh, Knvul and Thomas, Katie. More Coronavirus

The Yale Law Journal (991 words) [view diff] exact match in snippet view article find links to article

S2CID 54089931. Douglas, William O.; Bates, George E. (1933). "The Federal Securities Act of 1933". The Yale Law Journal. 43 (2): 171–217. doi:10.2307/791346. JSTOR 791346

Unikrn (591 words) [view diff] exact match in snippet view article find links to article

Charging Token Issuer with Violation of Registration Provisions of the Securities Act of 1933". U.S. Securities and Exchange Commission. Duran, H.B. (11 March

Superfund Group (604 words) [view diff] exact match in snippet view article find links to article

"Superfund Q-AG". Nov 2007. "Registration Statement under the Securities Act of 1933" (PDF). May 16, 2002. Archived from the original (PDF) on March

Symbid (1,102 words) [view diff] exact match in snippet view article find links to article

(help) ""S-1", General form for registration of securities under the Securities Act of 1933, SEC filing, 26 May 2014". Retrieved Nov 29, 2022. "Symbid, Equity

Grupo Financiero Banamex (1,126 words) [view diff] exact match in snippet view article find links to article

Retrieved 10 July 2020. "Citigroup Inc. Pursuant to Rule 425 under the Securities Act of 1933". U.S. Securities and Exchange Commission. Retrieved 6 July 2020

Vitacost (757 words) [view diff] exact match in snippet view article find links to article

enjoined them from further violations of Sections 17(a) and (b) of the Securities Act of 1933 ("Securities Act"), Section 10(b) of the Securities Exchange Act

Bankrate (1,106 words) [view diff] exact match in snippet view article find links to article

link‍] "Amendment No. 1 to Form S-1 Registration Statement Under the Securities Act of 1933". Retrieved 2012-02-07.[permanent dead link‍] "Red Ventures Announces

Morony Dam (625 words) [view diff] exact match in snippet view article find links to article

2010. PPL Montana, LLC. Form S-4. Registration Statement Under the Securities Act of 1933. EIN 54-1928759. November 21, 2000. Water portal Renewable energy

Mark Blandford (entrepreneur) (575 words) [view diff] case mismatch in snippet view article

Retrieved 2023-02-15. "Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933)". Retrieved 2023-02-15. "Gambling.com Group Completes Acquisition

Fordham Urban Law Journal (929 words) [view diff] exact match in snippet view article find links to article

Douglas E. Abrams, The Scope of Liability Under Section 12 of the Securities Act of 1933: "Participation" and the Pertinent Legislative Materials, Fordham

ParAccel (990 words) [view diff] exact match in snippet view article find links to article

"Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933], item 06" (PDF). US Securities and Exchange Commission. November

TD Ameritrade (1,758 words) [view diff] exact match in snippet view article find links to article

TD Ameritrade Holding Corporation Pursuant to Rule 425 Under the Securities Act of 1933". U.S. Securities and Exchange Commission. October 12, 2004. Ian

Railcar Management LLC (496 words) [view diff] exact match in snippet view article find links to article

"Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933" (PDF). US Securities and Exchange Commission. September 13, 2004

JT Storage (1,109 words) [view diff] exact match in snippet view article find links to article

original (PDF) on 2006-11-11. "Form S-4: Registration under the Securities Act of 1933: JTS Corporation". 1996-06-22. Retrieved 2008-01-25. "The Life and

Silver Spring Networks (984 words) [view diff] exact match in snippet view article find links to article

Inc. (July 7, 2011). "Form S-1: Registration Statement Under The Securities Act of 1933". US Securities and Exchange Commission. Retrieved September 3,

Salesforce Marketing Cloud (1,623 words) [view diff] case mismatch in snippet view article find links to article

September 24, 2013. "FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". Retrieved 2018-10-27. Tartakoff, Joseph (May 7, 2009). "E-Mail

Mahendra Mehta (310 words) [view diff] case mismatch in snippet view article find links to article

Limited AMENDMENT NO. 4 TO Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". U.S. Securities and Exchange Commission. "Vedanta names Mahendra

Bebe Stores (1,454 words) [view diff] exact match in snippet view article find links to article

2012. Bebe Stores, Inc. Form S-1 Registration Statement Under The Securities Act of 1933, April 17, 1998. "def14a". www.sec.gov. Retrieved March 12, 2018

Walter De Brouwer (1,526 words) [view diff] exact match in snippet view article find links to article

International Inc S-3/A [Amend] - Registration statement under Securities Act of 1933: Registration No. 333-58617. September 30, 1998". Sec.report. Securities

Yahoo HotJobs (1,471 words) [view diff] case mismatch in snippet view article find links to article

20549 AMENDMENT NO. 7 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". NASDAQ. Retrieved 21 May 2014. "HotJobs Set to Debut Super Bowl

AECOM (2,187 words) [view diff] exact match in snippet view article find links to article

Securities and Exchange Commission; Registration Statement Under The Securities Act of 1933). Archived from the original on September 26, 2018. Retrieved June

King World (1,738 words) [view diff] exact match in snippet view article find links to article

"Amendment No. 2 to Form S-4 Registration Statement under the Securities Act of 1933". Retrieved 3 February 2022. CBS acquired King World Productions

Qualtrics (1,577 words) [view diff] exact match in snippet view article find links to article

"Qualtrics International Inc. Form S-1 Registration Statement Under the Securities Act of 1933". U.S. Securities and Exchange Commission. October 19, 2018. "Daily

Trump Media & Technology Group (3,206 words) [view diff] exact match in snippet view article find links to article

"Amendment No. 1 to Form S-4 Registration Statement Under the Securities Act of 1933". www.sec.gov. November 13, 2023. Archived from the original on

Global Crossing (2,163 words) [view diff] exact match in snippet view article find links to article

Senior Secured Notes due 2015 which have been registered under the Securities Act of 1933 for any and all outstanding 12% Senior Secured Notes due 2015".

Shop at Home Network (2,531 words) [view diff] case mismatch in snippet view article find links to article

Retrieved May 4, 2015. "FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". sec.gov. SECURITIES AND EXCHANGE COMMISSION. Retrieved March 17

Gregory Wasson (1,694 words) [view diff] case mismatch in snippet view article find links to article

INSTITUTING CEASE-AND DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER" (PDF).

J&F Investimentos (1,059 words) [view diff] case mismatch in snippet view article find links to article

|title= (help)[dead link‍] "Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 - JBS Foods International B.V." UNITED STATES SECURITIES AND EXCHANGE

Journal Media Group (1,836 words) [view diff] exact match in snippet view article find links to article

"Post-effective Amendment No. 1 to Form S-3 Registration Statement Under the Securities Act of 1933 Journal Communications, Inc". U.S. Securities and Exchange Commission

Losmapimod (1,239 words) [view diff] case mismatch in snippet view article find links to article

1021/jm9004779. PMID 19772287. "FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FULCRUM THERAPEUTICS, INC". www.sec.gov. Securities and Exchange

Nelnet (1,345 words) [view diff] case mismatch in snippet view article find links to article

Apr 1999. Retrieved 4 Sep 2018. "REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". 27 Oct 2003. Retrieved 4 Sep 2018. Steve Gelsi (19 Aug 2003).

Fender (company) (2,958 words) [view diff] exact match in snippet view article

Instruments Corp: General form for registration of securities under the Securities Act of 1933: List of Subsidiaries" (Type: EX-21.1; Act: 33). EDGAR. U.S. Securities

Lewis Lehrman (4,680 words) [view diff] exact match in snippet view article find links to article

The New York Times. Form S-1 Registration Statement under the Securities Act of 1933, Rite Aid Corporation, filed April 26, 1968. Rattner, Steven (July

Barry Migliorini (824 words) [view diff] exact match in snippet view article find links to article

Williamson (January 9, 2006). "Registration Statement under the Securities Act of 1933" (PDF). Securities and exchange commission.{{cite news}}: CS1 maint:

Integral Systems (926 words) [view diff] exact match in snippet view article find links to article

and Exchange Commission, Form S-4 Registration Statement under Securities Act of 1933, as filed with the SEC on October 24, 2011". U.S. SEC. Retrieved

Alex Lidow (658 words) [view diff] case mismatch in snippet view article find links to article

Retrieved 2016-08-12 “AMENDMENT NO. 2 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933” Nasdaq.com. 2000-03-07. Retrieved 2016-08-12

Rahul Sood (826 words) [view diff] exact match in snippet view article find links to article

Charging Token Issuer with Violation of Registration Provisions of the Securities Act of 1933". U.S. Securities and Exchange Commission. LBO (2020-11-19). "Founder

JBS USA (2,740 words) [view diff] exact match in snippet view article find links to article

"Form S-1 - General form for registration of securities under the Securities Act of 1933:SEC Accession No. 0001193125-09-153228". SEC. July 22, 2009. "JBS

David Bohigian (1,278 words) [view diff] case mismatch in snippet view article find links to article

Retrieved January 6, 2021. "FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". SEC.gov. U.S. Securities and Exchange Commission. April 20, 2000

XPeng G3 (962 words) [view diff] exact match in snippet view article find links to article

29 September 2021. "Form F-1, Registration statement under the Securities Act of 1933 for XPeng Inc". sec.gov. U.S. Securities and Exchange Commission

Levi Strauss & Co. (4,348 words) [view diff] exact match in snippet view article find links to article

(February 13, 2019). "Form S-1: Registration Statement under the Securities Act of 1933". EDGAR. U.S. Securities and Exchange Commission. Retrieved February

Alki David (2,003 words) [view diff] exact match in snippet view article find links to article

materially false and misleading representations" in violation of the Securities Act of 1933. David was ordered to pay $100,000 in fines and was enjoined from

Fundrise (1,472 words) [view diff] exact match in snippet view article find links to article

Securities and Exchange Commission Pursuant Regulation A of the Securities Act of 1933". SEC.gov. Securities and Exchange Commission. February 9, 2016

Luis Elizondo (2,665 words) [view diff] exact match in snippet view article find links to article

December 16, 2017. "Annual Report Pursuant To Regulation A of the Securities Act of 1933, For the fiscal year ended December 31, 2017; To The Stars Academy

US Airways Group (1,549 words) [view diff] case mismatch in snippet view article find links to article

"Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". Securities and Exchange Commission. Retrieved 2012-01-22. Yee

Jenner & Block (2,655 words) [view diff] exact match in snippet view article find links to article

Journal. 20 January 2009. "Form S-1: Registration Statement under The Securities Act of 1933: General Motors Company". Washington, D.C.: Securities and Exchange

George C. Thorpe (1,225 words) [view diff] exact match in snippet view article find links to article

Federal Securities Act Manual: A Treatise Based on the Federal Securities Act of 1933 and the Corporation of Foreign Bondholders Act, 1933, with Forms

DJ Khaled (7,083 words) [view diff] case mismatch in snippet view article find links to article

INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER" (PDF).

James P. Liautaud (1,020 words) [view diff] case mismatch in snippet view article find links to article

John's owner dies, helped found business". 30 October 2015. "THE SECURITIES ACT OF 1933 BLUE RHINO CORPORATION". Securities and Exchange Commission. 10

Erasmo Wong Lu (965 words) [view diff] exact match in snippet view article find links to article

Exchange Commission Form F-1 Registrartion Statement Under the Securities Act of 1933: Cencosud S.A." United States Securities and Exchange Commission

XPeng (4,189 words) [view diff] exact match in snippet view article find links to article

Retrieved 5 March 2020. "Form F-1, Registration statement under the Securities Act of 1933 for XPeng Inc". sec.gov. U.S. Securities and Exchange Commission

IC Bus (3,233 words) [view diff] exact match in snippet view article find links to article

instituting cease-and-desist proceedings pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, making findings

Halliburton (6,687 words) [view diff] case mismatch in snippet view article find links to article

"Amendment No. 5 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 – KBR, Inc" (PDF). corporate-ir.net. Archived from the original

History of Tesla, Inc. (10,050 words) [view diff] exact match in snippet view article find links to article

Retrieved June 4, 2010. "Form S-1, Registration Statement under The Securities Act of 1933: Tesla Motors, Inc". Securities and Exchange Commission. January

Murray, Frank & Sailer (1,086 words) [view diff] exact match in snippet view article find links to article

Murray, Aftermarket Purchaser Standing Under Section 11 of the Securities Act of 1933, 73 ST. JOHN'S L. REV. 633 (1999). Brian P Murray, Recent Rulings

Kara Stein (810 words) [view diff] exact match in snippet view article find links to article

Bank of Scotland Group, plc, Regarding Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer". www.sec.gov

Initial public offering of Facebook (4,020 words) [view diff] exact match in snippet view article find links to article

Facebook IPO". PC Magazine. "Form S-1 Registration Statement Under The Securities Act of 1933". February 1, 2012. Retrieved May 18, 2012. Erickson, Christine

Lorne Abony (2,007 words) [view diff] case mismatch in snippet view article find links to article

Inc. (March 13, 2000). "FORM S-1 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933" (S-1 Form). Petopia.com, Inc. Retrieved 2011-03-23. Fun Technologies

Meta Platforms (10,759 words) [view diff] exact match in snippet view article find links to article

Retrieved July 6, 2023. "Form S-1 Registration Statement Under The Securities Act of 1933". January 1, 2012. Archived from the original on June 12, 2012.

James Dickey (Texas politician) (1,640 words) [view diff] exact match in snippet view article

securities registration provisions of Sections 5(a) and 5(c) of the Securities Act of 1933, the antifraud provisions of Section 17(a) of the Securities Act

FOR-U Smart Freight (672 words) [view diff] exact match in snippet view article find links to article

Chan (May 13, 2021). "Form F-1 Registration Statement under the Securities Act of 1933 of ForU Worldwide Inc". U.S. Securities and Exchange Commission

Intelsat headquarters (1,576 words) [view diff] exact match in snippet view article find links to article

(December 21, 2011). "Form S-4 Registration Statement Under The Securities Act of 1933: Intelsat Jackson Holdings S.A." EDGAR. Intelsat S.A. Retrieved

New England (15,508 words) [view diff] exact match in snippet view article find links to article

Frankfurter, Benjamin V. Cohen, and James M. Landis drafted the Securities Act of 1933 and the Securities Exchange Act of 1934. Joseph P. Kennedy Sr. was

WeWork (7,856 words) [view diff] case mismatch in snippet view article find links to article

September 19, 2019. "FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". U.S. Securities and Exchange Commission. August 24, 2019. Palmer

Terren Peizer (3,277 words) [view diff] case mismatch in snippet view article find links to article

"AMENDMENT NO. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933; ONTRAK, INC". Securities and Exchange Commission. Sujeet Indap

Epinephrine autoinjector (5,826 words) [view diff] case mismatch in snippet view article find links to article

Inc. Amendment No. 3 to Form S-1 Registration Statement under The Securities Act Of 1933. Filed April 30, 1999 King Pharmaceuticals Oct 21, 2002. Press Release:

Floyd Mayweather Jr. (23,003 words) [view diff] exact match in snippet view article find links to article

Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Improsing a Cease-and-Desist Order" (PDF)

Truth Social (13,677 words) [view diff] case mismatch in snippet view article find links to article

"AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". www.sec.gov. November 13, 2023. Archived from the original on

Rosetta Stone (software) (4,098 words) [view diff] exact match in snippet view article

Counsel (23 September 2008). "Registration Statement Under the Securities Act of 1933 (Prospectus) for Rosetta Stone Inc". Securities and Exchange Commission

Monsanto (15,054 words) [view diff] case mismatch in snippet view article find links to article

AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 4C AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, AND

Peloton Interactive (6,037 words) [view diff] case mismatch in snippet view article find links to article

NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933". United States Securities and Exchange Commission - EDGAR. United

Six Flags AstroWorld (8,072 words) [view diff] exact match in snippet view article find links to article

Premier Parks Inc. "Form S-4/A, Registration Statement under the Securities Act of 1933". United States Securities and Exchange Commission. Archived from

History of Facebook (13,319 words) [view diff] exact match in snippet view article find links to article

Forbes. March 25, 2014. "Form S-1 Registration Statement Under The Securities Act of 1933". February 1, 2012. Retrieved May 18, 2012. Erickson, Christine

Doe Run Company (5,185 words) [view diff] exact match in snippet view article find links to article

producer, sources said. "Form S-4 Registration Statement under the Securities Act of 1933 - The Doe Run Resources Corporation". U.S. Securities and Exchange

Tesla Roadster (first generation) (13,532 words) [view diff] exact match in snippet view article

Retrieved October 9, 2010. "Form S-1, Registration Statement under The Securities Act of 1933: Tesla Motors, Inc". Securities and Exchange Commission. January

DeSimone Consulting Engineers (2,685 words) [view diff] case mismatch in snippet view article find links to article

decipher-group.com. Retrieved 5 June 2024. "REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933". U.S. Securities and Exchange Commission. Retrieved 10 June 2024

History of Boston (11,418 words) [view diff] exact match in snippet view article find links to article

Frankfurter, Benjamin V. Cohen and James M. Landis drafted both Securities Act of 1933 and Securities Exchange Act of 1934. The 1st Chair of the U.S. Securities

Osiris Therapeutics (1,330 words) [view diff] case mismatch in snippet view article find links to article

Osiris Therapeutics, Inc. Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, for the Fiscal Year Ended December 31, 2012, UNITED STATES SECURITIES

Reply Corporation (3,459 words) [view diff] exact match in snippet view article find links to article

original on 2003-06-26. Form S-1 Registration Statement Under the Securities Act of 1933: Pemstar Inc. Securities and Exchange Commission. May 14, 2001.

History of Massachusetts (18,127 words) [view diff] exact match in snippet view article find links to article

Frankfurter, Benjamin V. Cohen and James M. Landis drafted both Securities Act of 1933 and Securities Exchange Act of 1934. The 1st Chair of the U.S. Securities

D.A. Pursuit of Justice (2,844 words) [view diff] exact match in snippet view article find links to article

Retrieved 2017-09-07. Form SB-2 Registration Statement Under the Securities Act of 1933; Talk Visual Corporation (Report). Miami, Florida. August 15, 2000

Cleveland and Mahoning Valley Railroad (13,334 words) [view diff] exact match in snippet view article find links to article

Ellenberger, J.S.; Mahar, Ellen P. (1973). Legislative History of the Securities Act of 1933 and Securities Exchange Act of 1934. South Hackensack, N.J.: Law

Black Eagle Dam (12,258 words) [view diff] exact match in snippet view article find links to article

1937). PPL Montana, LLC. Form S-4. Registration Statement Under the Securities Act of 1933. EIN 54–1928759. November 21, 2000. Raymer, Robert George. A History

China City of America (2,457 words) [view diff] case mismatch in snippet view article find links to article

"AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BRS GROUP, INC". sec.gov. US Securities and Exchange Commission