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searching for SEC Rule 10b-5 3 found (41 total)

Matrixx Initiatives, Inc. v. Siracusano (845 words) [view diff] exact match in snippet view article find links to article

that petitioners violated §10(b) of the Securities Exchange Act and SEC Rule 10b-5 by failing to disclose reports that Zicam could cause anosmia, or loss

Peter F. Paul (3,243 words) [view diff] exact match in snippet view article find links to article

Securities Act of 1933, Section 10(b) of the Securities Exchange Act, and SEC Rule 10b-5. Paul pleaded guilty to the securities fraud charge. The government

Private Securities Litigation Reform Act (2,979 words) [view diff] exact match in snippet view article find links to article

Exchange Act (codified at 15 U.S.C. § 78j), as well as pursuant to SEC Rule 10b-5, which the SEC promulgated under the authority granted to it by Congress